Technology and Social Change

Lecture 13: AI, State Surveillance and Human Rights

Bogdan G. Popescu

Tecnológico de Monterrey

Part 1: The Central Question

The Central Question

When does AI strengthen democracy — and when does it undermine it?

The same technologies are deployed in Beijing, Berlin, and Brasília — with very different consequences for citizens.

The answer, this lecture argues, lies in institutions.

Institutions” - mechanisms that determine whether state power can be challenged: courts, elections, free media, civil society, etc

Pro-privacy protesters rally in Hong Kong in support of Edward Snowden, 2013. Source: VOA / Wikimedia Commons (public domain).

Learning Objectives

By the end of this lecture, you should be able to:

  1. Explain how AI lowers the cost of monitoring and what this means for state capacity
  1. Apply the privacy-as-power framework to analyze citizen–institution asymmetries
  1. Recognize the distributional consequences of AI surveillance for marginalized groups
  1. Predict variation in AI’s democratic effects across regime types and identify the institutions that determine the outcome

The Master Causal Framework

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flowchart LR
  A["AI<br/>Capability"] --> B["Data<br/>Extraction"]
  B --> C["Surveillance &<br/>Decision Systems"]
  C --> D["Power Shift:<br/>State vs. Citizens"]
  D --> I{"Institutions<br/>(strong or weak?)"}
  I -->|strong checks| R["Re-equilibration:<br/>reform &<br/>accountability"]
  I -->|weak checks| X["De-democratization:<br/>repression &<br/>exclusion"]

Author’s illustration. Institutions are the moderator: the same AI capability produces opposite outcomes depending on the strength of judicial, media, civic, and regulatory checks.

Four Anchor Scholars

James ScottSeeing Like a State (1998)
States simplify society to make it “legible” for control

Charles TillyCoercion, Capital, and European States (1990)
State capacity = extraction + monitoring + coercion

Acemoglu & RobinsonWhy Nations Fail (2012)
Inclusive vs. extractive institutions determine accountability

Julie CohenBetween Truth and Power (2019)
Privacy is a power resource, not mere secrecy

Part 2: The Mechanism — AI Lowers the Cost of State Surveillance

AI as Task Automation

Prediction: Given inputs, forecast likely outcomes

  • Credit default, recidivism, disease outbreaks

Classification: Given inputs, assign categories

  • Face to identity; text to sentiment; behavior to threat

Generation: Given prompts, produce content

  • Text, images, synthetic media for disinformation

AI Reduces State Monitoring Costs

Figure 1

Key Technical Capabilities for State Control

Each AI capability serves a distinct state goal — making populations legible, predictable, or governable.

Facial Recognition — Match faces across databases; identify in crowds     → Goal: Identify who is where, in real time

Natural Language Processing — Analyze text at scale; detect sentiment     → Goal: Detect dissent and shape public discourse

CCTV cameras: the visible infrastructure of state monitoring. AI transforms passive recording into active, real-time identification and tracking. Source: Wikimedia Commons.

Key Technical Capabilities for State Control

Each AI capability serves a distinct state goal — making populations legible, predictable, or governable.

Predictive Analytics — Risk-score individuals; forecast protests     → Goal: Pre-empt threats before they materialize

Behavioral Biometrics — Identify by gait, typing, voice patterns     → Goal: Track individuals even when faces are hidden

CCTV cameras: the visible infrastructure of state monitoring. AI transforms passive recording into active, real-time identification and tracking. Source: Wikimedia Commons.

Tilly’s State Capacity Framework

Charles Tilly identified four core state-making activities:

  • War making — eliminating rivals outside the territory
  • State making — eliminating rivals inside the territory
  • Protection — eliminating rivals of the state’s clients
  • Extraction — acquiring the resources to do the other three

AI enhances all four, but especially extraction (data as a new resource) and state making (internal control via legibility — Scott’s bridge to Tilly).

How States Use AI to Control Populations

Instrument State Incentive Rights Risk Failure Mode
Mass Surveillance Threat detection Privacy, assembly Function creep
Predictive Policing Efficiency Due process Feedback loops
Welfare Fraud Detection Cost reduction Dignity False positives
Social Credit Systems Compliance Autonomy Arbitrariness
Border Control Security Asylum rights Exclusion errors
Censorship Narrative control Expression Overblocking

Author’s illustration based on comparative policy analysis.

Scott’s Legibility Concept

Core claim: States simplify complex social reality to govern

  • Standardized names, maps, censuses, registries

Legibility enables intervention:

  • What can be seen can be measured and targeted

AI vastly expands legibility:

  • Movement, social networks, emotions now trackable
  • AI is “Seeing Like a State 2.0”

Jeremy Bentham’s Panopticon (1791): a prison designed so inmates could be watched at any time without knowing when. AI-enabled surveillance generalizes this principle to entire populations. Source: Wikimedia Commons (public domain).

Surveillance Produces Chilling Effects

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flowchart LR
  A["AI-Enabled<br/>Surveillance"] --> B["Belief One<br/>Is Watched"]
  B --> C["Self-<br/>Censorship"]
  C --> D["Reduced Dissent<br/>& Participation"]
  D --> E["Democratic<br/>Erosion"]

Author’s illustration. Even without punishment, belief in surveillance changes behavior — especially dissent (Penney, 2016).

Case: Predictive Policing

How it works:

  • Historical crime + demographic data produce risk scores
  • Police resources allocated to “high-risk” areas

The feedback loop:

  • More policing leads to more detected crime leads to higher scores

Case: Predictive Policing

What is actually being predicted?

  • The model is trained on arrest data, not crime data
  • Arrests reflect where police already go — not where crime actually occurs
  • Predictive policing predicts where policing has happened, not where crime happens (Lum & Isaac, 2016)

Distributional consequence:

  • Over-policed communities remain over-policed
  • The model can look “accurate” while reproducing historical discrimination

The Predictive Policing Feedback Loop

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flowchart LR
  A["Historical<br/>Crime Data"] --> B["ML Model<br/>Trains"]
  B --> C["Predicts Risk<br/>in Same Areas"]
  C --> D["Police Deployed<br/>to Those Areas"]
  D --> E["More Arrests<br/>Recorded There"]
  E --> A

Author’s illustration. The prediction changes the outcome it predicts (“performative prediction”).

Selective Enforcement and Legitimacy

The selective enforcement logic:

  • AI provides comprehensive information on violations
  • States cannot enforce all laws; discretion is political

Consequences:

  • Laws become weapons against opponents
  • Compliance with law does not guarantee safety

Acemoglu & Robinson: Extractive institutions use law instrumentally; inclusive institutions constrain discretion

Part 3: The Stakes — Privacy, Power, and Distributional Harm

Privacy as a Power Resource

Privacy is not secrecy (“nothing to hide, nothing to fear”). For Julie Cohen, it is a power resource that protects autonomy by limiting the information asymmetry between individuals and institutions.

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flowchart LR
  A["Institution Knows<br/>Much About You"] --> C["Information<br/>Asymmetry"]
  B["You Know Little<br/>About Institution"] --> C
  C --> D["Power<br/>Imbalance"]
  D --> E["Privacy Protection =<br/>Reduce Asymmetry"]

Author’s illustration based on Cohen (2019). The individual is transparent; the institution is opaque.

Rights Tradeoffs in AI Governance

Security vs. Liberty

  • Surveillance may reduce crime — but restricts freedom

Automation vs. Accountability

  • Automated decisions are fast and consistent — but opaque and hard to contest

Rights Tradeoffs in AI Governance

False Positives vs. False Negatives

  • Every threshold trades one error for the other — who bears each kind?

The question is not whether tradeoffs exist, but who decides.

Who Bears the Harms?

Pattern: AI harms fall disproportionately on marginalized groups (O’Neil, 2016; Eubanks, 2018; Benjamin, 2019)

  • Facial recognition: higher error on darker-skinned faces (Buolamwini & Gebru, 2018)
  • Predictive policing: over-policing minority neighborhoods (Lum & Isaac, 2016)
  • Welfare systems: poorest face most intrusive scrutiny (Eubanks, 2018)

Why this pattern?

  • Training data reflects historical discrimination (Barocas & Selbst, 2016)
  • Affected groups have less power to contest errors (Eubanks, 2018)
  • Harms to marginalized groups are politically cheaper (Benjamin, 2019)

Facial recognition scanning at an airport gate, 2018. The same technology produces disparate accuracy across demographic groups. Source: Delta News Hub / Wikimedia Commons (CC BY 2.0).

Facial Recognition Accuracy Disparities

Figure 2

Case Evidence: Wrongful Arrest by Facial Recognition

Source: https://www.youtube.com/watch?v=Cx284WjpEQY

1. How much more likely was facial recognition to misidentify Black people than white people — and what causes this disparity?
2. The Police said FR matches are used “as a clue, not as proof.” Why does this safeguard still fail in Robert Williams’s case?
3. The startup proposes “synthetic digital humans” to fix bias. Are there limits of that fix?

Part 4: The Answer — Institutions Decide

Acemoglu & Robinson: Institutions Matter

Core distinction:

  • Inclusive institutions distribute power and constrain elites
  • Extractive institutions concentrate power for elite benefit

Applied to AI surveillance:

  • Inclusive institutions: AI constrained by law and oversight
  • Extractive institutions: AI amplifies elite control

East Germans storm the Stasi headquarters, Berlin, January 1990. The Stasi maintained files on 5.6 million people — a surveillance state dismantled by institutional change. Source: Bundesarchiv / Wikimedia Commons.

Acemoglu & Robinson: Institutions Matter

Key insight: Same technology, different outcomes by institutional context

East Germans storm the Stasi headquarters, Berlin, January 1990. The Stasi maintained files on 5.6 million people — a surveillance state dismantled by institutional change. Source: Bundesarchiv / Wikimedia Commons.

Regime Types and AI Outcomes

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flowchart LR
  A["Same AI<br/>Technology"] --> B["Democracy<br/>(Inclusive)"]
  A --> C["Hybrid<br/>Regime"]
  A --> D["Autocracy<br/>(Extractive)"]
  B --> E["Constrained Use<br/>Courts, Press, Elections"]
  C --> F["Volatile Outcomes<br/>Leader-Dependent"]
  D --> G["Systematic<br/>Repression"]

Author’s illustration based on Acemoglu & Robinson (2012).

What Constrains AI State Power?

Whether AI produces reform or repression depends on which institutions are strong enough to check it.

Safeguard What It Prevents in AI Surveillance What It Cannot Prevent
Judicial independence Warrantless monitoring; AI evidence used without due-process review Slow response to fast-moving tech
Media freedom Hidden surveillance contracts; undisclosed algorithmic harms AI-amplified disinformation
Civil society AI procurement without public debate; black-box deployment Repression; co-optation
Data protection authority Mass scraping; unlawful training-data collection; function creep Under-resourcing; regulatory capture

No single safeguard is sufficient — protection comes from layered institutions.

Why Safeguards Fail in Practice

Even strong institutions break down when politics, expertise, and secrecy work against them.

  • National-security exceptions swallow the rule — “intelligence” carve-outs exempt the largest systems
  • Courts lack technical expertise — judges struggle to evaluate algorithmic evidence
  • Vendors invoke trade secrecy — private firms refuse to disclose how their models work
  • Affected citizens often don’t know they were scored, flagged, or matched
  • Regulators are under-resourced — data protection authorities lack the staff to enforce
  • “Human-in-the-loop” becomes rubber-stamping — officers trust the AI’s output rather than challenging it

AI and the Foundations of Democracy

Boix (2022): AI threatens democracy through three reinforcing channels

1. Economic: AI may widen inequality (capital vs. labor), weakening the social consensus that sustains democratic rule

2. Informational: AI empowers both opposition coordination and state repression—but authoritarian regimes have structural advantages in deploying repression

3. Cost of exclusion: AI lowers the cost of identifying, monitoring, and preempting opponents—making it cheaper to suppress dissent

AI and the Foundations of Democracy

Key insight: In strong democracies, elections can “re-equilibrate” policy in response to AI shocks. In emerging and peripheral economies, AI is more likely to be de-democratizing (Boix, 2022).

Source: Boix (2022), Oxford Handbook of AI Governance

Global Surveillance Camera Density

Figure 3

What Works Where?

Tool Democracy Hybrid Regime Autocracy
Data minimization Effective (enforceable) Partial (inconsistent) Ineffective (state ignores)
Algorithmic auditing Effective (capacity exists) Limited (expertise lacking) Cosmetic (regime controls)
Judicial authorization Effective (independent courts) Variable (courts pressured) Ineffective (courts captured)
International pressure Moderate (less needed) Potentially effective Potentially effective (if costs imposed)

Author’s illustration. Effectiveness depends on institutional context, not technical design alone.

Summary: Four Key Takeaways

1. AI collapses the cost of monitoring — mass surveillance and predictive flagging are now cheap and scalable.

2. Privacy is a power resource — AI widens the asymmetry between transparent citizens and opaque institutions (Cohen).

3. Harms fall unequally — biased data and weak contestability concentrate costs on marginalized groups (Buolamwini & Gebru; Eubanks).

4. Institutions decide the outcome — strong democracies re-equilibrate; AI is most de-democratizing where checks are weakest (Boix; Acemoglu & Robinson).

References

Boix, C. (2022). AI and the economic and informational foundations of democracy. In J. B. Bullock et al. (Eds.), The Oxford Handbook of AI Governance. Oxford University Press.

Scott, J. C. (1998). Seeing like a state: How certain schemes to improve the human condition have failed. Yale University Press.

Tilly, C. (1990). Coercion, capital, and European states, AD 990–1990. Basil Blackwell.

Acemoglu, D., & Robinson, J. A. (2012). Why nations fail: The origins of power, prosperity, and poverty. Crown Business.

Cohen, J. E. (2019). Between truth and power: The legal constructions of informational capitalism. Oxford University Press.

Cohen, J. E. (2019). Turning privacy inside out. Theoretical Inquiries in Law, 20(1), 1–31.

Buolamwini, J., & Gebru, T. (2018). Gender shades: Intersectional accuracy disparities in commercial gender classification. Proceedings of Machine Learning Research, 81, 77–91.

References

Barocas, S., & Selbst, A. D. (2016). Big data’s disparate impact. California Law Review, 104(3), 671–732.

Benjamin, R. (2019). Race after technology: Abolitionist tools for the new Jim code. Polity Press.

Eubanks, V. (2018). Automating inequality: How high-tech tools profile, police, and punish the poor. St. Martin’s Press.

Lum, K., & Isaac, W. (2016). To predict and serve? Significance, 13(5), 14–19.

O’Neil, C. (2016). Weapons of math destruction: How big data increases inequality and threatens democracy. Crown.

Penney, J. W. (2016). Chilling effects: Online surveillance and Wikipedia use. Berkeley Technology Law Journal, 31(1), 117–182.

Comparitech. (2021). Surveillance camera statistics: Which cities have the most CCTV cameras?